truck accident today - Q&A

Question: What is a Blue Sky law?

Question: I’m worried because my broker is buying and selling stocks for me on a very frequent basis.  So far so good – I have not lost any......

Question: I told my stockbroker to sell one of my stocks but the order was not executed until one day after I told him.  As a result, I lost a substantial amount of money...

Question:  I am trying to understand basic Securities Regulation and I am getting confused by all of the different Acts and acronyms that seem to be part of a bottomless ...

Question: I work for a brokerage firm and often work at home. A visiting neighbor asked to use my computer to check her e-mail. I forgot that I had not closed the window ...

Question: What is an internet “pump and dump” securities fraud scheme?...

Question: I started working with a financial advisor recently to plan my retirement.  I told her that I was looking for low risk investments but was persuaded by my advis...

Question:  My stockbroker no longer returns my calls and keeps his answering machine on all day.      Rumor has it that he took all of his clients’ investment funds and m...

Question: My sister’s second husband, who obtained all of his wealth through the sheer genius of inheritance, is harassing me to invest in a “program” that would require ...

Question: I am a vendor who is now receiving IOU warrants from the State of California in lieu of payment. Are these IOU warrants protected by securities laws and regulat...